Prudential Financial Planning Services: What the Non-Fiduciary Label Means for Your Account
Prudential Financial Planning Services is an advisory arm of Pruco Securities, registered with the SEC as both a broker-dealer and an investment advisor. It runs four advisory programs, charges a $125 or $161 annual account fee, and does not operate as a fiduciary. Here's how the programs, the fees, and the 2020 SEC settlement fit together.











